Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Summary of Public Comments Respecting MFDA Policy No. 9 Continuing Education (“CE”) Requirements
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Blacklined Copy - Proposed New MFDA Rules 1.2 (Definitions) and 1.2.6 (Continuing Education)
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Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Request for Comments - Proposed Public Interest Rule Amendment to the Trading Policies - Neo Exchange Inc.
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Notice of Withdrawal - Imbalance Only Order for Closing Call - Neo Exchange Inc
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IIROC Notice 21-0129 – Amendments to swap counterparty margin requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Housekeeping Rule Amendments to the Trading Policies - Neo Exchange Inc.
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Notice of Commission Approval – Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval - Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc.
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Notice of Housekeeping Rule Amendments to the Listing Manual and Listing Forms - Neo Exchange Inc.
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Notice of Commission Order – Application for Exemptive Relief – Execution Access, LLC
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OSC Staff Notice of Request for Comment - CDCC Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms
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Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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IIROC Notice 21-0103 – Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to Form 1 and Corollary Amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments to Simplify the Equity Margin Project – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0145 – Proposed Amendments to Simplify the Equity Margin Project – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Dark Rules Anti-Avoidance Provision – Investment Industry Regulatory Organization of Canada (IIROC)
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