IIROC Notice 17-0146 – Notice of Withdrawal – Proposed Dark Rules Anti-Avoidance Provision – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0137 – Amendments Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0069 – Non-material amendments to Schedule 12 of Form 1 and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0039 – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Request for Comment – Proposed Provisions Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0055 – Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Universal Market Integrity Rules – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application to Vary the Recognition and Designation Order of CDS as a Clearing Agency – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
CDS Application Regarding Restructuring – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Application to Vary the Recognition and Designation Order of CDS Ltd. – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Application – Restructuring of CDS – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Amendment to Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA – Canadian Depository for Securities Ltd. and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application to Vary the Recognition and Designation Order of the CDS as a Clearing Agency – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application to Vary Recognition Order – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval: Application to Vary the Recognition and Designation of The Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Application to Vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice – Application to vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
