Limited Notice of Approval – Introduction of Odd Lot Order Book for CXD Trading Book – Nasdaq CXC Limited
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Request for Comments - Listing Manual – Neo Exchange Inc.
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Notice of Commission Approval – Amendments to Rule C-18 to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Proposed Changes and Request for Comments – Omega ATS and Lynx ATS – Tradelogiq Markets Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – New Equity Instrument Type – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Wire Instructions – CDS Clearing and Depository Services Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) to Update Reference to IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment - CDCC Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms
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Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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IIROC Notice 21-0103 – Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to Form 1 and Corollary Amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice and Request for Comments – Proposed Amendments – TSX Inc.
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Notice - Material Amendments to CDS Rules Related to Tiered Participation Information Sharing - CDS Clearing and Depository Services Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0159 – Housekeeping Amendments to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Variation Order – LCH Limited
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Mutual Fund Dealers Association of Canada (MFDA) – Proposed Amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited) – Notice of Withdrawal
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Notice of Withdrawal – Proposed Amendments to MFDA Rules 2.3.1(b) (Discretionary Trading) and 2.2.5 (Relationship Disclosure) – Mutual Fund Dealers Association of Canada (MFDA)
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Application for Exemptive Relief – Notice of Commission Order – Carta Capital Markets, LLC
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