Notice of Commission Approval - Repeal of CNQ Rule 10 - Sales Practice - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval of Proposed Changes - Chi-X Canada ATS Limited
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to the Risk Manual of CDCC with respect to the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
Request for Comment - Proposed Amendments to the Oversight of MFDA IPC
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of Approval Order – MFDA Investor Protection Corporation (MFDA IPC)
Marchés, OAR et agences de compensation
Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality and Features - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Mutual Fund Dealers Association of Canada (MFDA) (effective April 1, 2021)
Marchés, OAR et agences de compensation
Notice of Approval and Summary of Public Comments – MFDA Investor Protection Corporation – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Application to Become Designated as a Trade Repository and Draft Order – ICE Trade Vault, LLC
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to CDS Participant Procedures
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Application for Participation
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to Strip Bond Monthly Reports Service
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Variation Order – LCH Limited
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments - Housekeeping Amendments to Trading Rules and Policies - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Approval - Lynx 2.0 - Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
Notice of Coming into Effect – Memorandum of Understanding regarding the Oversight of the MFDA Investor Protection Corporation (MFDA IPC)
Marchés, OAR et agences de compensation
