MEMORANDUM OF UNDERSTANDING REGARDING OVERSIGHT OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA AMONG:
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IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) (Blackline)
Marchés, OAR et agences de compensation
IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) - Clean
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Notice of Approval – Market-on-Close Modernization – TSX Inc.
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Request for Comment – Proposed Amendments to the Risk Manual of CDCC with respect to the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Order: In the Matter of Instinet Canada Cross Limited
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Order: In the Matter of Liquidnet Canada Inc.
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Order: In the Matter of TriAct Canada Marketplace LP
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Order: In the Matter of Omega Securities Inc.
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Notice of Proposed Changes and Request for Comment - Chi-X Canada ATS Limited
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Notice of Proposed Changes and Request for Comment - Chi-X Canada ATS Limited
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Recognition Order of the IDA as an SRO pursuant to section 15 [now 16] of the Commodity Futures Act (Ontario)
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Request for Comments and Recognition Criteria - Investment Dealers Association (IDA)
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OSC Notice Regarding Proposed Structure of Trading Facilities for a New Exchange Proposed to be Established by Aequitas Innovations Inc.
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Memorandum of Understanding between CIPF and the CSA – Canadian Investor Protection Fund (CIPF)
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Notice of Approval – TSX and TSX Venture Wealth Client Fee Cap Program – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Approval – Amendments to Broker Preferencing Functionality – TSX Inc.
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Notice of Commission Orders– Application for Exemptive Relief – Trumid Financial LLC
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
