Request for Comments - Amendments to IDA Amendments to Policy 5
Marchés, OAR et agences de compensation
Request for Comments - Amendments to IDA Regulations 100.11 and 1900.1 Regarding Over-the-counter Options and Definition of Option
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-laws 1.1 and 29 and IDA Association - By-laws 1.1 and 2.9
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law 3 - Entrance, Annual and Other Fees
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Policy 6, Part III - Continuing Education Program
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to IDA Regulation 1300 Regarding Managed Accounts
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Regulation 100 - Capital and Margin Requirements for Capital Trust Securities
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Policy 11 Analyst Standards
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to the IDA By-laws 1 and 7 and to Policy 6, Parts I and II Regarding Proficiency Requirements for Chief Financial Officers ("CFOs")
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA Regulation 100 - Positions in and Offsets Involving Exchange Traded Derivatives
Marchés, OAR et agences de compensation
Request for Comments - Proposed Policy No. 11 Analyst Standards
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law No. 3 - Regarding Entrance, Annual and Other Fees
Marchés, OAR et agences de compensation
Withdrawal of By-law - By-law 29.6A Referral Arrangements
Marchés, OAR et agences de compensation
Notice of Commission Approval - Housekeeping Amendment to IDA By-law No. 10.7 National Advisory Committee
Marchés, OAR et agences de compensation
Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital share, Convertible Security and Exercisable Security Offsets
Marchés, OAR et agences de compensation
Notice of Commission Approval - Approval of Amendments to IDA Regulation 100.4 - Capital Share, Convertible Security and Exercisable Security Offsets
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed IDA By-law No. 39 - Principal and Agent
Marchés, OAR et agences de compensation
Request for Comments - Amendments to IDA Regulation 100.12 and Schedule 2 of Form 1 regarding Margin Requirements for Securities Held in a Registered Trader's Account
Marchés, OAR et agences de compensation
Request for Comments - Amendments to IDA By-law 7.5 and Policy No. 6 Part I (2A) Regarding CFO Qualifying Examination - Late Completion Fee
Marchés, OAR et agences de compensation
Notice of Commission Approval - Housekeeping Amendments to IDA Regulation 100.20 and Notes and Instructions to Schedule 9 Regarding Securities Concentration Charge
Marchés, OAR et agences de compensation