Notice of Commission Approval - IDA Amendments to Margin Requirements for Long Options - Regulations 100.9 and 100.10
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed By-law 40 Regarding Individual Approvals, Notifications and Related Fees and National Registration Database and Proposed Consequential Amendments to IDA By-laws 4, 7 and 18, Regulations 1800 and 1900
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed IDA Regulation 100.22, Regulation 2500 and Policy No. 10 Regarding Day Trading and Intra-Day Exposures
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law 2.4 - Membership
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Proposed Amendments to Regulation 100.10 - A Proposal to Permit the Optional Use of TIMS or SPAN for Regulatory Purposes
Marchés, OAR et agences de compensation
Commission Approval of Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching - IDA Summary of Comments and Responses
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to IDA Regulation 800: Proposed New Regulation 800.49 Regarding Broker-to-Broker Trade Matching
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers
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IDA Amendments to the Notes and Instructions to Schedule 5 of Form 1 Relating to Approved Inter-Dealer Bond Brokers
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA Regulation 1300.1 - Know Your Client Requirements for Non-Individual Accounts
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to IDA By-law 20 Regarding Association Hearing Processes
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Proposed Amendments to the By-Laws and Regulations to Eliminate District Association Auditors and Alternate District Association Auditors
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Notice of Commission Approval - Amendments to IDA Policy No. 1 Regarding Relationships between Members and Financial Services Entities - Sharing of Office Premises
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Notice of Commission Approval - Amendments to Capital Rules for Underwriting Commitments
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Notice of Commission Approval - Amendments to IDA By-law 29.7 - Advertisements, Sales Literature and Correspondence
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Notice of Commission Approval - Amendments to IDA Policy No. 2 - Revisions to Make Policy No. 2 Consistent with Newly Revised Regulation 1300
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Notice of Withdrawal of Proposal - Proposed Amendment to IDA Regulation 1300 - Discretionary Accounts
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Notice of Commission Approval - Proposed Amendments to IDA Regulation 200.1(h) Regarding Confirmations for Managed Account Transactions
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IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Proposed Amendments to By-law 40, Regarding Individual Approvals, Notifications and Related Fees and National Registration Database
Marchés, OAR et agences de compensation
