Notice of Commission Approval – Material Amendments to CDS Rules – Multi-Classification of Limited Purpose Participants – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Effective Date – Technical Amendments to CDS Procedures – New Depositary Agent Report – Daily Tender-Payment Tracking Report – CDS Clearing and Depository Services Inc.
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Notice of Withdrawal – Material Amendments to CDS Rules – Delegation of Board Authority to Management – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – ACT Service Reporting Changes – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Introduction of Daily Subscription Fee for IIROC Compliance Reporting – Regulation 800.49 – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Amendments to the Buy-In Process – CDS Clearing and Depository Services Inc.
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Request for Comments: Daily Subscription Fee for IIROC Compliance Reporting - Regulation 800.49REMOVE
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Notice of Effective Date – Technical Amendments to CDS Procedures for Housekeeping Changes – July 2013 – CDS Clearing and Depository Services Inc.
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Proposed Criteria for recognition with terms and conditions
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Proposed Memorandum of Understanding regarding oversight of RS Inc.
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RS Market Integrity Notice - Request for Comments - Provisions Respecting the "Best Price" Obligation
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RS Market Integrity Notice - Amendment Approval - Provisions Respecting "Off-Marketplace" Trades
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IIROC Notice 15-0157 – Proposed amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC)
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Proposed Amendment to Universal Market Integrity Rules Respecting the Definition of “Short-Marking Exempt Order” – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0155 – Proposed Updated Guidance on “Short Sale” and “Short-Marking Exempt” Order Designations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0156 – Proposed Amendment to the Short-marking Exempt Order Definition – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice – Proposed Amendments to UMIR Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0129 – Request for Comments – Proposed Amendments Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Commission Approval – Client Relationship Model – Phase 2 – Housekeeping Changes to Dealer Member Rule 200 and Changes to Effective Dates for Amendments to Dealer Member Rule 200 and to Dealer Member Form 1 Relating to the Implementation of CRM2 – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix 4 To Rules Notice 16-0122 – Consequential amendments to the Dealer Member Rules, UMIR, and Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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