Directives de la Commission des valeurs mobilières de l’Ontario concernant l’interruption du service postal
le 25 février 2016 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments Respecting the Audit Requirement to Send Second Positive Confirmation Requests – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 11 juin 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0128 – Client Relationship Model – Phase 2 - Housekeeping changes to Dealer Member Rule 200 and changes to effective dates for amendments to Dealer Member Rule 200 and to Dealer Member Form 1 relating to the implementation of CRM2 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 avril 2015 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendment to Universal Market Integrity Rule 1.1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 avril 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Proposed amendments to Dealer Member Rules 8.7 and corollary amendments to Dealer Member Rule 8.3A relating to the Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 juin 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment - Material Amendments to CDS Procedures Related to the Continuous Net Settlement Default Fund Marchés, OAR et agences de compensation
le 5 mars 2019 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 to Adopt IFRS for Leases – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 avril 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Approval – Material Amendments to CDS Procedures Relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 23 février 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 16 mars 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 5 mars 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0036 – Housekeeping amendments to Form 1 to adopt IFRS reporting requirements for leases – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 19 janvier 2017 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Approval – Material Amendments to CDS Procedures Relating to Transfer Agents – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 22 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Change for Nasdaq CXD Bring-On – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 15 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 février 2019 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 1 décembre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Relating to CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 octobre 2016 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to Participant Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 février 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0027 – Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 juin 2020 Market Regulation Document Type IIROC rule review IIROC Notice 20-0129 – Trade confirmation suppression housekeeping amendments to align with CSA jurisdictions’ relief from reporting under National Instrument 24-101 Institutional Trade Matching and Settlements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 août 2014 Market Regulation Document Type Liquidnet Canada orders and notices Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc. Marchés, OAR et agences de compensation
le 28 février 2013 Market Regulation Document Type Liquidnet Canada orders and notices Notice of Commission Approval: Proposed Changes – Liquidnet Canada Inc. Marchés, OAR et agences de compensation
