OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Banque Centrale De Compensation Carrying on Business as LCH SA
Marchés, OAR et agences de compensation
LCH SA Application for Exemption from Recognition as a Clearing Agency – LCH SA
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0155 – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Republication of Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0154 – Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – LME Clear Limited
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – LME Clear Ltd.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Omega ATS
Marchés, OAR et agences de compensation
Notice of Implementation – Changes to Form 21-101F2 – Omega ATS
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Proposed Changes – Omega ATS
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Nodal Clear, LLC
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Feedback – Omega ATS
Marchés, OAR et agences de compensation
Request for Comment – Application to Vary Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Variation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 18-0019 – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Variation of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 19-0117 – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Unofficial Consolidated Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
