Notice of Commission Approval: Application to Vary the Recognition and Designation of The Canadian Depository for Securities Limited
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Notice of Commission Approval – Application to Vary Recognition and Designation – Canadian Depository for Securities Limited
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Notice – Application to vary Recognition and Designation – Canadian Depository for Securities Limited
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IIROC Notice 19-0101 – Amendments to Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Relating to CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to Participant Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc.
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IIROC Notice 19-0027 – Proposed Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0014 – Re-publication of Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0228 – CSA and IIROC Joint Staff Notice 23-319 Internalization in the Canadian Market – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0223 – Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0224 – Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Material Amendments to CDS Rules Related to Liquidity Risk Management – CDS Clearing and Depository Services Inc.
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Notice of Request for Comment – Material Amendments to CDS Rules Related to Tiered Participation Information Sharing – CDS Clearing and Depository Services Inc.
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Notice of Withdrawal – Proposed Material Amendments to CDS Rules – China Bond Link – CDS Clearing and Depository Services Inc.
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Request for Comment – Proposed Amendments to IIROC By-Law No. 1, s. 5.3(2) (Director Term Limits) – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – April 2019 – CDS Clearing and Depository Services Inc.
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