Notice and Proposed Rescission: Rescission of Uniform Act Policies 2-01, 2-02, 2-03, 2-04, 2-06, 2-08 and 2-09
Notice and Proposed Rescission: Rescission of Uniform Act Policies 2-01, 2-02, 2-03, 2-04, 2-06, 2-08 and 2-09
UNIFORM ACT POLICY NO. 2-01 "UNDERTAKINGS" --
EXTRA-PROVINCIAL COMPANIES,
UNIFORM ACT POLICY NO. 2-02 PROSPECTUSES --
ANNUAL RE-FILINGS,
UNIFORM ACT POLICY NO. 2-03 PROSPECTUSES AND AMENDMENTS --
CERTIFICATION (SECTION 52)
SUPPORTING DOCUMENTATION,
UNIFORM ACT POLICY NO. 2-04 CONSENT OF SOLICITORS --
DISCLOSURE OF INTEREST
UNIFORM ACT POLICY NO. 2-06 USE OF
SHAREHOLDERS' LISTS BY REGISTRANTS,
UNIFORM ACT POLICY NO. 2-08 DECLARATION AS TO
SHORT POSITION --
LISTED AND UNLISTED SECURITIES, AND
UNIFORM ACT POLICY NO. 2-09 INSIDER TRADING REPORTS --
LOAN AND TRUST COMPANIES
Notice of Rescission of Policies
The Canadian securities regulatory authorities in the provinces of Alberta, BritishColumbia, Manitoba, Ontario and Saskatchewan have rescinded the following Uniform ActPolicies:
-Uniform Act Policy No. 2-01 "Undertakings" -- Extra-Provincial Companies("UAP 2-01")
-Uniform Act Policy No. 2-02 Prospectuses -- Annual Re-Filings ("UAP 2-02")
-Uniform Act Policy No. 2-03 Prospectuses and Amendments --Certification(Section 52) Supporting Documentation ("UAP 2-03")
-Uniform Act Policy No. 2-04 Consent of Solicitors -- Disclosure of Interest ("UAP2-04")
-Uniform Act Policy No. 2-06 Use of Shareholders' Lists by Registrants("UAP 2-06")
-Uniform Act Policy No. 2-08 Declaration as to Short Position -- Listed and UnlistedSecurities ("UAP 2-08")
-Uniform Act Policy No. 2-09 Insider Trading Reports -- Loan and Trust Companies("UAP 2-09")
The rescission is effective January 1, 1999.
A notice respecting the proposed rescission of UAP 2-01, UAP 2-02, UAP 2-06, UAP 2-08and UAP 2-09 was published on July 24, 1998 at (1998), 21 OSCB 4657. A Noticerespecting the proposed rescission of UAP 2-03 and UAP 2-04 was published on May 2,1997 at (1997) 20 OSCB (Supp.)3. Interested parties were invited to make writtensubmissions with respect to the proposed rescissions. No submissions were received andno changes have been made from the draft, other than the addition of an effective date.
Text of Rescissions of UAP 2-01, UAP 2-02, UAP 2-03, UAP 2-04, UAP 2-06, UAP 2-08and UAP 2-09
1. UAP 2-01
"Uniform Act Policy No. 2-01 entitled "Undertakings -- Extra-ProvincialCompanies" is rescinded effective January 1, 1999."
2. UAP 2-02
"Uniform Act Policy No. 2-02 entitled "Prospectuses -- Annual Re-Filings" isrescinded effective January 1, 1999."
3. UAP 2-03
"Uniform Act Policy No. 2-03 entitled "Prospectuses and Amendments --Certification (Section 52) Supporting Documentation" is rescinded effectiveJanuary 1, 1999."
4. UAP 2-04
"Uniform Act Policy No. 2-04 entitled "Consent of Solicitors -- Disclosure ofInterest" is rescinded effective January 1, 1999."
5. UAP 2-06
"Uniform Act Policy No. 2-06 entitled "Use of Shareholders' Lists byRegistrants" is rescinded effective January 1, 1999."
6. UAP 2-08
"Uniform Act Policy No. 2-08 entitled "Declaration as to Short Position --Listed and Unlisted Securities" is rescinded effective January 1, 1999."
7. UAP 2-09
"Uniform Act Policy No. 2-09 entitled Insider Trading Reports -- Loan andTrust Companies" is rescinded effective January 1, 1999."
DATED: December 18, 1998.