[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 11-319 - Extension of Consultation Period - Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms

[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 11-319 - Extension of Consultation Period - Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms

CSA Notice Request for Comment

 

 

 

 

 

 

CSA Staff Notice 11-319
Extension of Consultation Period
Consultation Paper 25-401:
Potential Regulation of Proxy Advisory Firms

 

 

 

 

 

 

 

 

August 16, 2012

 

 

On June 21, 2012, the Canadian Securities Administrators published for comment Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms (the Consultation Paper). The Consultation Paper discusses certain concerns raised about the services provided by proxy advisory firms and their potential impact on Canadian capital markets and considers whether, and how, these concerns should be addressed by Canadian securities regulators. The comment period is scheduled to close on August 20, 2012. We have received feedback from several stakeholders that it would be beneficial for stakeholders to have additional time to review the Consultation Paper and prepare comments. We therefore are extending the comment period from August 20, 2012 to September 21, 2012.

Questions

Please refer your questions to any of the following people:

Rosetta Gagliardi
Senior Policy Advisor
Autorité des marchés financiers
514-395-0337 ext. 4462
[email protected]

Naizam Kanji
Deputy Director, Mergers & Acquisitions, Corporate Finance
Ontario Securities Commission
416-593-8060
[email protected]

Stephanie Tjon
Legal Counsel, Mergers & Acquisitions, Corporate Finance
Ontario Securities Commission
416-593-3655
[email protected]

Bob Bouchard
Director
Manitoba Securities Commission
204-945-2555
[email protected]

Celeste Evancio
Legal Counsel
Alberta Securities Commission
403-355-3885
[email protected]