Amendments to Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission

AMENDMENTS TO ONTARIO SECURITIES COMMISSION RULE 11-501 ELECTRONIC DELIVERY OF DOCUMENTS TO THE ONTARIO SECURITIES COMMISSION

1. Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission is amended by this Instrument.

2. Subsection 1(1) is amended by:

(a) deleting the definition of "SEDAR", and

(b) adding the following definition:

"SEDAR+" has the same meaning as in National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+);.

3. Paragraph 2(2)(a) is amended by replacing "SEDAR" with "SEDAR+".

4. The Table in Appendix A is amended:

(a) by replacing the following rows:

Securities Act, s. 1(10)	Applications to the Commission under clause 1(10) of the Securities Act
Securities Act, s. 1(11)	Applications to the Commission under clause 1(11) of the Securities Act
11-203	Pre-filings, as defined in National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions
11-203	Applications, as defined in National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions

with the following:

Securities Act, s. 1(10)	Applications to the Commission under clause 1(10) of the Securities Act, except applications required to be transmitted through SEDAR+
Securities Act, s. 1(11)	Applications to the Commission under clause 1(11) of the Securities Act, except applications required to be transmitted through SEDAR+
11-203	Pre-filings, as defined in National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions, except pre-filings required to be transmitted through SEDAR+
11-203	Applications, as defined in National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions, except applications required to be transmitted through SEDAR+

and

(b) by deleting the following rows:

11-202	Pre-filings or waiver applications within the meaning of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions
12-202	Applications to vary or revoke a CTO as defined in National Policy 12-202 Revocation of Certain Cease Trade Orders
13-101 s. 2.1	Documents to be filed with the Commission by issuers not required to comply with National Instrument 13-101 System for Electronic Document Analysis and Retrieval in accordance with section 2.1 of that Instrument
13-101 s. 2.3	Documents to be filed with the Commission in paper format under section 2.3 of National Instrument 13-101 System for Electronic Document Analysis and Retrieval
43-101F1	Form 43-101F1 Technical Report
45-106F1	Form 45-106F1 Report of Exempt Distribution
45-106F2	Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers or any amendment to a previously filed Form 45-106F2
45-106F3	Form 45-106F3 Offering Memorandum for Qualifying Issuers or any amendment to a previously filed Form 45-106F3
45-106 s. 2.9(17.1)	Filing of marketing materials pursuant to subsection 2.9(17.1) of National Instrument 45-106 Prospectus Exemptions
45-106F16	Form 45-106F16 Notice of Use of Proceeds
45-106 s. 2.9(17.13)	Delivery of a notice of change in financial year end pursuant to subsection 2.9(17.13) of National Instrument 45-106 Prospectus Exemptions
45-106 s. 2.9(17.5)	Delivery of annual financial statements pursuant to subsection 2.9(17.5) of National Instrument 45-106 Prospectus Exemptions
45-106 s. 2.9(19.4)	Filing of an appraisal report pursuant to subsection 2.9(19.4) of National Instrument 45-106 Prospectus Exemptions
45-106F15	Form 45-106F15 Rights Offering Circular for Reporting Issuers
45-106 s. 2.1.2	Notice and materials sent pursuant to section 2.1.2 of National Instrument 45-106 Prospectus Exemptions
45-106 s. 2.42(2)(a)	Notice to the Commission pursuant to paragraph 2.42(2)(a) of National Instrument 45-106 Prospectus Exemptions
45-106 s. 4.1(4)	Letters filed with the Commission pursuant to subsection 4.1(4) of National Instrument 45-106 Prospectus Exemptions
45-106F19	Form 45-106F19 Listed Issuer Financing Document
45-108 s. 12(1)(a)	A term sheet made available to a purchaser pursuant to clause 12(1)(a) of Multilateral Instrument 45-108 Crowdfunding
45-108 s. 12(1)(c)	Materials summarizing the information in a crowdfunding offering document made available to a purchaser pursuant to clause 12(1)(c) of Multilateral Instrument 45-108 Crowdfunding
45-108F1	Form 45-108F1 Crowdfunding Offering Document
45-110F1	Form 45-110F1 Offering Document
45-501 s. 5.4	Delivery of an offering memorandum or any amendment to a previously delivered offering memorandum in accordance with section 5.4 of OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
71-101F1	Form 71-101F1 Forms of Submission to Jurisdiction and Appointment of Agent for Service of Process
72-503F	Form 72-503F Report of Distributions Outside Canada
81-102 s. 5.8(3)	Notice to the Commission by a manager under subsection 5.8(3) of National Instrument 81-102 Investment Funds
81-102 s. 6.7(3)	Delivery of custodian compliance reports under subsection 6.7(3) of National Instrument 81-102 Investment Funds
81-102 s. 12.1(2), 12.1(3)	Compliance reports under subsection 12.1(2) or 12.1(3) of National Instrument 81-102 Investment Funds
81-106 s. 2.11(c)	Notice to the Commission that a mutual fund is relying on the exemption not to file its financial statements in section 2.11 of National Instrument 81-106 Investment Fund Continuous Disclosure

Effective Date

5. This Instrument comes into force on June 9, 2023.