OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2023, has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
- - - - - - - - - - - - - - - - - - - -
Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous
- - - - - - - - - - - - - - - - - - - -
Reformulation
Instrument |
Title |
Status |
11-742 |
Securities Advisory Committee (Revised) |
Published January 5, 2023 |
51-930 |
Exempting Reporting Issuers Incorporated under the Canada Business Corporations Act from the Director Election Form of Proxy Requirement |
Published February 2, 2023 |
25-309 |
Matters Relating to Cessation of CDOR and Expected Cessation of Bankers' Acceptances |
Published February 23, 2023 |
21-332 |
Crypto Asset Trading Platforms -- Pre-Registration Undertakings -- Changes to Enhance Canadian Investor Protection |
Published February 23, 2023 |
13-510 |
Temporary Exemption from the Late Fee under Subsection 6.4(1) of OSC Rule 13-502 Fees for the Late Filing of a Form 33-109F5 to Amend Item 10 of Form 33-109F4 which includes Disclosure Requirements in respect of Certain Outside Activities |
Published February 23, 2023 |
13-511 |
Temporary Exemption from the Late Fee under Section 3.3. of OSC Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5 to Amend Item 10 of Form 33-506F4 which includes Disclosure Requirements in respect of Certain Outside Activities |
Published February 23, 2023 |
45-106 |
Prospectus Exemptions relating to the Offering Memorandum Prospectus Exemption -- Amendments |
Notice of Ministerial Approval published February 23, 2023 |
23-330 |
Order Protection Rule Market Share Threshold |
Published February 23, 2023 |
13-502 |
Repeal and Replacement -- Fees -- Notice of Coming into Force |
Published March 2, 2023 |
13-503 |
Repeal and Replacement -- Fees (Commodity Futures) -- Notice of Coming into Force |
Published March 2, 2023 |
11-501 |
Electronic Delivery of Documents to the Ontario Securities Commission- Amendments -- Notice of Coming into Force |
Published March 2, 2023 |
13-103 |
System for Electronic Data Analysis and Retrieval (SEDAR+) |
Notice of Commission approval published March 23, 2023 |
13-102 |
Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD |
Notice of Commission approval published March 23, 2023 |
For further information, contact:
Darlene WatsonBusiness and Corporate Project ManagerOntario Securities Commission416-593-8148
April 6, 2023