OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2020 has been posted to the OSC Website at www.osc.gov.on.ca.
- - - - - - - - - - - - - - - - - - - -
Table of Concordance
Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous
- - - - - - - - - - - - - - - - - - - -
|
Reformulation |
||
|
|
||
|
Instrument |
Title |
Status |
|
|
||
|
81-105 |
Notice of Correction -- CSA Notice of Amendments to NI 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required -- Annex F |
Published October 8, 2020 |
|
|
||
|
11-737 |
(Revised) Securities Advisory Committee -- Vacancies |
Published October 8, 2020 |
|
|
||
|
11-739 |
Policy Reformulation Table of Concordance and List of New Instruments |
Published October 22, 2020 |
|
|
||
|
51-361 |
Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019 |
Published October 29, 2020 |
|
|
||
|
13-708 |
Fees Under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees |
Published November 12, 2020 |
|
|
||
|
11-790 |
Protecting Aging Investors through Behavioural Insights |
Published November 12, 2020 |
|
|
||
|
51-731 |
Corporate Branch 2020 Annual Report |
Published November 19, 2020 |
|
|
||
|
11-791 |
Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022 |
Published November 19, 2020 |
|
|
||
|
51-102 and 41-101 |
Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations Related to Business Acquisition Report Requirements |
Ministerial Approval published November 19, 2020 |
|
|
||
|
25-302 |
Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks |
Published November 26, 2020 |
|
|
||
|
48-503 |
OSC Notice of General Order -- Temporary Exemption from Certain Provisions of Ontario Securities Commission Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions |
Published December 3, 2020 |
|
|
||
|
25-403 |
Activist Short Selling |
Published for comment on December 3, 2020 |
|
|
||
|
32-506 |
OSC Rule (Under the Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers -- Proposed Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act |
Published for comment on December 3, 2020 |
|
|
||
|
13-315 |
(Revised) Securities Regulatory Authority Closed Dates 2021 |
Published December 10, 2020 |
|
|
||
|
45-501 |
Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages |
Published December 10, 2020 |
|
|
||
|
55-317 |
Automatic Securities Disposition Plans |
Published December 10, 2020 |
|
|
||
|
45-317 |
Ontario's Exempt Market |
Published December 10, 2020 |
|
|
||
|
81-105 |
Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required |
Ministerial Approval published December 10, 2020 |
|
|
||
|
11-742 |
(Revised) Securities Advisory Committee |
Published December 24, 2020 |
For further information, contact:
Darlene Watson
Project Manager
Ontario Securities Commission
416-593-8148 -
January 14, 2021