OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of June 30, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
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Reformulation |
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Instrument |
Title |
Status |
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None |
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New Instruments |
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Instrument |
Title |
Status |
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51-404 |
Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers |
Published for comment April 6, 2017 |
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11-739 |
Policy Reformulation Table of Concordance and List of New Instruments |
Published April 6, 2017 |
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94-101 |
Mandatory Central Counterparty Clearing of Derivatives |
Ministerial approval published April 6, 2017 |
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93-101 |
Derivatives: Business Conduct |
Published for comment April 6, 2017 |
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11-335 |
Notice of Local Amendments and Changes in Certain Jurisdictions |
Published April 13, 2017 |
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45-323 |
Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions |
Published April 20, 2017 |
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52-403 |
Auditor Oversight -- Issues in Foreign Jurisdictions |
Published for comment April 27, 2017 |
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24-101 |
Institutional Trade Matching and Settlement -- Amendments |
Commission approval published April 27, 2017 |
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91-102 |
Prohibition of Binary Options |
Published for comment April 27, 2017 |
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81-102 |
Investment Funds -- Amendments |
Published for comment April 27, 2017 |
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31-350 |
Guidance on Small Firms Compliance and Regulatory Obligations |
Published May 18, 2017 |
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33-319 |
Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients |
Published June 1, 2017 |
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45-106 |
Prospectus Exemptions -- Amendments relating to Reports of Exempt Distribution |
Published for comment June 8, 2017 |
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93-301 |
Derivatives Business Conduct Rule -- No Overlap with Derivatives Registration Rule Comment Period |
Published June 22, 2017 |
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51-530 |
Extension of Consultation Period -- CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers |
Published June 22, 2017 |
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11-777 |
Notice of Statement of Priorities for Financial Year to End March 31, 2018 |
Published June 29, 2017 |
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45-102 |
Resale of Securities -- Amendments |
Published for comment June 29, 2017 |
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31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments |
Published for comment June 29, 2017 |
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11-206 |
Process for Cease to be a Reporting Issuer Applications -- Amendments |
Published for comment June 29, 2017 |
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72-503 |
Distributions Outside Canada |
Published for comment June 29, 2017 |
For further information, contact:
Darlene WatsonProject SpecialistOntario Securities Commission416-593-8148
July 13, 2017