OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2019 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
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Reformulation
|
Instrument |
Title |
Status |
|
11-742 |
Securities Advisory Committee |
Published January 10, 2019 |
|
23-324 |
Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020 |
Published January 31, 2019 |
|
45-325 |
Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts |
Published February 7, 2019 |
|
11-739 |
Policy Reformulation Table of Concordance and List of New Instruments |
Published February 14, 2019 |
|
45-324 |
Update on the Start-up Crowdfunding Registration and Prospectus Exemptions |
Published February 21, 2019 |
|
11-341 |
Withdrawal of Staff Notices |
Published March 7, 2019 |
|
11-319 |
Extension of Consultation Period -- Consultation Paper 25-401 Potential Regulation of Proxy Advisory Forms |
Withdrawn March 7, 2019 |
|
11-322 |
Extension of Consultation Period -- Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids and National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues |
Withdrawn March 7, 2019 |
|
11-327 |
Extension of Consultation Period -- Proposed National Policy 25-201 Guidance for Proxy Advisory Firms |
Withdrawn March 7, 2019 |
|
21-306 |
Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors |
Withdrawn March 7, 2019 |
|
23-301 |
Electronic Audit Trails |
Withdrawn March 7, 2019 |
|
23-302 |
Electronic Audit Trail Initiative (TREATS) |
Withdrawn March 7, 2019 |
|
23-304 |
Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) |
Withdrawn March 7, 2019 |
|
23-306 |
Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) |
Withdrawn March 7, 2019 |
|
31-339 |
Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations |
Withdrawn March 7, 2019 |
|
31-341 |
Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations |
Withdrawn March 7, 2019 |
|
33-305 |
Sale of Insurance Products by Dually Employed Salespersons |
Withdrawn March 7, 2019 |
|
45-311 |
Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Business |
Withdrawn March 7, 2019 |
|
45-320 |
Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution |
Withdrawn March 7, 2019 |
|
81-320 |
Update on International Financial Reporting Standards for Investment Funds |
Withdrawn March 7, 2019 |
|
81-325 |
Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts |
Withdrawn March 7, 2019 |
|
81-326 |
Update on an Alternative Funds Framework for Investment Funds |
Withdrawn March 7, 2019 |
|
31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Custody Related Amendments |
Commission Approval/Delivery to Minister published March 14, 2019 |
|
25-102 |
Designated Benchmarks and Benchmark Administrators |
Published for comment March 14, 2019 |
|
25-501 |
Designated Benchmarks and Benchmark Administrators (Commodity Futures Act) |
Published for comment March 14, 2019 |
|
21-402 |
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms |
Published for comment March 14, 2019 |
|
21-325 |
Follow-up on Marketplace Systems Incidents |
Published March 21, 2019 |
|
21-326 |
Guidance for Reporting Material Systems Incidents |
Published March 21, 2019 |
|
23-406 |
Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market |
Published for comment on March 21, 2019 |
|
45-106 |
Prospectus Exemptions -- Amendments (Related to Syndicated Mortgages) |
Published for comment on March 21, 2019 |
|
31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations (Related to Syndicated Mortgages) |
Published for comment on March 21, 2019 |
|
11-785 |
Statement of Priorities -- Request for Comments regarding Statement of Priorities for financial Year to End March 31, 2019 |
Published March 28, 2019 |
For further information, contact:
Darlene WatsonProject SpecialistOntario Securities Commission416-593-8148
May 2, 2019