OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION
TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2014 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
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Reformulation |
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Instrument |
Title |
Status |
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_____ |
None |
__________ |
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New Instruments |
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Instrument |
Title |
Status |
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52-108 |
Auditor Oversight -- Repeal and Replacement |
Minister's approval published October 9, 2014 |
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41-101 |
General Prospectus Requirements -- Amendments (tied to 52-108) |
Minister's approval published October 9, 2014 |
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51-101 |
Continuous Disclosure Obligations -- Amendments (tied to 52-108) |
Minister's approval published October 9, 2014 |
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71-102 |
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (tied to 52-108) |
Minister's approval published October 9, 2014 |
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11-739 |
Policy Reformulation Table of Concordance and List of New Instruments |
Published October 9, 2014 |
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62-307 |
Update on Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, National Instrument 62-103 Early Warning System and Related Issues and National Policy 62-203 Take-Over Bids and Issuer Bids |
Published October 16, 2014 |
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58-101 |
Multilateral CSA Notice of Amendments to NI 58-101 Disclosure of Corporate Governance Practices |
Commission approval published October 16, 2014 |
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31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments |
Commission approval published October 16, 2014 |
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33-109 |
Registration Information -- Amendments (tied to NI 31-103) |
Commission approval published October 16, 2014 |
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52-107 |
Acceptable Accounting Principles and Auditing Standards (tied to NI 31-103) |
Commission approval published October 16, 2014 |
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33-506 |
(Commodity Futures Act) Registration Information -- Amendments (tied to NI 31-103) |
Commission approval published October 16, 2014 |
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23-102 |
Use of Client Brokerage Commissions -- Amendments (tied to NI 31-103) |
Commission approval published October 16, 2014 |
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24-101 |
Institutional Trade Matching and Settlement -- Amendments (tied to NI 31-103) |
Commission approval published October 16, 2014 |
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81-107 |
Independent Review Committee for Investment Funds -- Amendments (tied to NI 31-103) |
Commission approval published October 16, 2014 |
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11-737 |
(Revised) -- Securities Advisory Committee -- Vacancies |
Published October 23, 2014 |
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21-101 |
Marketplace Operation -- Amendments |
Commission approval published October 23, 2014 |
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24-102 |
Clearing Agency Requirements and Related Companion Policy 24-102CP |
Request for comment published November 27, 2014 |
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45-106 |
Prospectus and Registration Exemptions -- Amendments |
Request for comment published November 27, 2014 |
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41-101 |
General Prospectus Requirements -- Amendments |
Request for comment published November 27, 2014 |
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44-101 |
Short Form Prospectus Distributions -- Amendments |
Request for comment published November 27, 2014 |
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45-102 |
Resale Restrictions -- Amendments |
Request for comment published November 27, 2014 |
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45-101 |
Rights Offering -- Proposed Repeal |
Request for comment published November 27, 2014 |
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45-501 |
Ontario Prospectus and Registration Exemptions -- Amendments |
Commission approval published November 27, 2014 |
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13-315 |
(Revised) Securities Regulatory Authority Closed Dates 2015 |
Published December 4, 2014 |
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51-101 |
Standards of Disclosure for Oil and Gas Activities and Companion Policy 51-101 Standards of Disclosure Oil and Gas Activities -- Amendments |
Commission approval published December 4, 2014 |
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52-324 |
Revised Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities |
Published December 4, 2014 |
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51-327 |
Revised Guidance on Oil and Gas Disclosure |
Published December 4, 2014 |
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58-101 |
Disclosure of Corporate Governance Practices and Form 58-101F1 Corporate Governance Disclosure -- Amendments |
Minister's approval published December 11, 2014 |
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81-101 |
Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts -- CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure |
Commission approval published December 11, 2014 |
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41-101 |
General Prospectus Requirements -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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44-101 |
Short Form Prospectus Distributions -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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45-106 |
Prospectus and Registration Exemptions -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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46-201 |
Escrow for Initial Public Offerings -- Amendments (Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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51-102 |
Continuous Disclosure Obligations -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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52-109 |
Certification of Disclosure in Issuers' Annual and Interim Filings -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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52-110 |
Audit Committees -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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58-101 |
Disclosure of Corporate Governance Practices -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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61-101 |
Protection of Minority Security Holders in Special Transactions -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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71-102 |
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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81-101 |
Mutual Fund Prospectus Disclosure -- Amendments (Related to Aequitas Neo Exchange Inc.) |
Request for comment published December 11, 2014 |
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81-101 |
Mutual Fund Prospectus Disclosure -- Amendments |
Commission approval published December 11, 2014 |
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21-101 |
Marketplace Operation and Companion Policy 21-101CP -- Amendments |
Minister's approval published December 30, 2014 |
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11-742 |
(Revised) -- Securities Advisory Committee |
Published December 30, 2014 |
For further information, contact:
January 22, 2015