OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments

OSC Notice

le 8 octobre 2015

OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of September 30, 2015 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument	Title	Status

	None

New Instruments

Instrument	Title	Status

91-704	Compliance Review Plan for OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting	*Published July 2, 2015*

81-728	Use of "Index" in Investment Fund Names and Objectives	*Published July 9, 2015*

51-101	Notice of Correction -- Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities	*Published July 9, 2015*

51-344	Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015	*Published July 16. 2015*

11-329	Withdrawal of Notices and Revocation of Omnibus /Blanket Orders	*Published July 16, 2015*

51-725	Corporate Finance Branch -- 2015-2015 Annual Report	*Published July 16, 2015*

11-739	(Revised) Policy Reformulation Table of Concordance and List of New Instruments	*Published July 23, 2015*

45-106	Prospectus Exemptions (Amendments related to Reports of Exempt Distribution)	*Published for comment August 13, 2015*

48-501	Trading During Distribution, Formal Bids and Share Exchange Transactions	*Commission approval published August 20, 2015*

33-105	Underwriting Conflicts --Amendments	*Ministerial approval published September 3, 2015*

45-106	Prospectus Exemptions -- Amendments	*Ministerial approval published September 3, 2015*

45-501	Ontario Prospectus and Registration Exemptions -- Amendments	*Ministerial approval published September 3, 2015*

41-101	General Prospectus Requirements -- Amendments	*Commission approval published September 3, 2015*

44-101	Short Form Prospectus Distributions -- Amendments	*Commission approval published September 3, 2015*

45-106	Prospectus Exemptions -- Amendments	*Commission approval published September 3, 2015*

51-102	Continuous Disclosure Obligations -- Amendments	*Commission approval published September 3, 2015*

52-109	Certification of Disclosure in Issuers' Annual and Interim Filings -- Amendments	*Commission approval published September 3, 2015*

52-110	Audit Committees -- Amendments	*Commission approval published September 3, 2015*

58-101	Disclosure of Corporate Governance Practices -- Amendments	*Commission approval published September 3, 2015*

61-101	Protection of Minority Security Holders in Special Transactions -- Amendments	*Commission approval published September 3, 2015*

71-102	Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments	*Commission approval published September 3, 2015*

81-101	Mutual Fund Prospectus Disclosure -- Amendments	*Commission approval published September 3, 2015*

46-201	Escrow for Initial Public Offerings -- Amendments	*Commission approval published September 3, 2015*

31-715	Mystery Shopping for Investment Advice: Insights into advisory practices and the investor experience in Ontario	*Published September 17, 2015*

21-315	Next Steps in Regulation and Transparency of the Fixed Income Market	*Published for comment September 17, 2015*

31-342	Guidance for Portfolio Managers Regarding Online Advice	*Published September 24, 2015*

33-746	Annual Summary Report for Dealers, Advisers and Investment Fund Managers	*Published September 24, 2015*

45-106	Prospectus Exemptions -- Amendments	*Commission approval published September 24, 2015*

41-101	General Prospectus Requirements -- Amendments	*Commission approval published September 24, 2015*

44-101	Short Form Prospectus Distributions -- Amendments	*Commission approval published September 24, 2015*

45-102	Resale of Securities -- Amendments	*Commission approval published September 24, 2015*

45-101	Rights Offerings -- Repeal	*Commission approval published September 24, 2015*

For further information, contact:

Darlene Watson

Project Specialist

Ontario Securities Commission

416-593-8148

October 8, 2015