Unofficial Consolidation: OSC Rule 32-504 (Under the Commodity Futures Act) Adviser Registration Exemption

Unofficial Consolidation: OSC Rule 32-504 (Under the Commodity Futures Act) Adviser Registration Exemption

Unofficial Consolidation OSC Rule
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Ontario Securities Commission

Rule 32-504

Unofficial consolidation current to 2005-09-14.

This document is not an official statement of law or policy and should be used for reference purposes only.

Any forms referenced in this document are available separately on the Ontario Securities Commission website.

OSC Rule 32-504
(Under the Commodity Futures Act) ADVISER REGISTRATION EXEMPTION

Contents

Part 1 Definition

Definition

Part 2 Adviser Registration Exemption

Exemption for Schedule III bank

Part 3 Effective Date

Effective date

 

 

Part 1
Definition

Definition

1.1         In this Rule "Schedule III bank" means an authorized foreign bank named in Schedule III of the Bank Act (Canada).

Part 2
Adviser Registration Exemption

Exemption for Schedule III bank

2.1         Registration as an adviser under the Act is not required to be obtained by a Schedule III bank where the performance of the services as an adviser is solely incidental to its principal business.

Part 3
Effective Date

Effective date

3.1         This Rule comes into force on September 14, 2005.