Notice of Commission Approval: NI - 33-105 - Underwriting Conflicts
Notice of Commission Approval: NI - 33-105 - Underwriting Conflicts
NOTICE OF COMMISSION APPROVAL OF
NATIONAL INSTRUMENT 33-105
UNDERWRITING CONFLICTS
AND COMPANION POLICY 33-105CP
On October 2, 2001, the Commission made National Instrument 33-105 Underwriting Conflicts (the "National Instrument") as a rule under the Act, and adopted Companion Policy 33-105CP to National Instrument 33-105 Underwriting Conflicts (the "Companion Policy") as a policy under the Act.
Drafts of the National Instrument and Companion Policy were previously published for comment on February 6, 1998 at (1998), 21 OSCB 781, and on June 22, 2001 at (2001), 24 OSCB 3805.
The National Instrument and the Companion Policy were delivered to the Minister of Finance on October 19, 2001 and are being published in Chapter 5 of the Bulletin.