Final Rule (effective April 7, 1998): OSC Rule - 33-501 - Surrender of Registration
Final Rule (effective April 7, 1998): OSC Rule - 33-501 - Surrender of Registration
NOTICE OF FINAL RULES UNDER THE SECURITIES ACT
Rule 31-503 Limited Market Dealers
Rule 33-501 Surrender of Registration
Rule 33-504 Compliance with Section 42
On March 23, 1998 the Minister of Finance approved Rule 31-503: Limited Market Dealers, Rule 33-501: Surrender of Registration and Rule 33-504Compliance with Section 42 (the "Rules"). The Rules will come into force on April 7, 1998.
With respect to Rule 31-503 Limited Market Dealers, the following related amendments and revocations to Regulation 1015 of the Revised Regulations ofOntario, 1990 made under the Securities Act were filed as O.Reg. 149/98 on April 6, 1998 and are expected to be published in the Ontario Gazette on April 25,1998: paragraph 6 of section 98, subsection 100(3), section 205 and subsection 53(1) of Schedule 1 to the Regulation have been amended and subsections207(1), (2), (3) and (4) of the Regulation have been revoked.
The Rules are published in Chapter 5 of the Bulletin.
ONTARIO SECURITIES COMMISSION RULE 33-501
SURRENDER OF REGISTRATION
Suspension on Surrender of Registration - An applicant that files an application to surrender registration as a dealer, underwriter or adviser shall include with theapplication a consent to suspension of the applicant's registration.