81-105 - (formerly 81-503) - Mutual Fund Sales Practices

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Unofficial consolidations including forms

Policy #
Document name
Document type
Date
81-105
Unofficial Consolidation: National Instrument 81-105 Mutual Fund Sales Practices
Unofficial Consolidation National Instrument
81-105
Unofficial Consolidation: Companion Policy 81-105CP Mutual Fund Sales Practices
Unofficial Consolidation Companion Policy

Instruments, rules and policies

31-103, 81-101 81-101CP , 81-102 81-102CP , 81-105
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model Commentaires reçus
CSA Notice Request for Comment Amendments to National Instrument Changes to Companion Policy
81-105
Companion Policy 81-105 Mutual Fund Sales Practices
Companion Policy
81-105
National Instrument 81-105 Mutual Fund Sales Practices
National Instrument
81-105
Notice of Ministerial Approval of Local Amendments to NI 81-105 Mutual Fund Sales Practices, NI 81-101 Mutual Fund Prospectus Disclosure and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Notice of Ministerial Approval
81-105
Amendments To National Instrument 81-105 Mutual Fund Sales
National Instrument
81-105
Changes to Companion Policy 81-105CP Mutual Fund Sales Practices
Companion Policy
81-105
Notice of Ministerial Approval of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
Notice of Ministerial Approval
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Date de publication
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Résultats 1 - 29 de 29

Unofficial consolidations including forms

Policy #
Document name
Document type
Date
81-105
Unofficial Consolidation: National Instrument 81-105 Mutual Fund Sales Practices
Unofficial Consolidation National Instrument
81-105
Unofficial Consolidation: National Instrument 81-105 Mutual Fund Sales Practices
Unofficial Consolidation National Instrument
81-105
Unofficial Consolidation: Companion Policy 81-105CP Mutual Fund Sales Practices
Unofficial Consolidation Companion Policy
81-105
Unofficial Consolidated National Instrument 81-105 and Companion Policy as of September 28, 2009
Unofficial Consolidation National Instrument Companion Policy

Instruments, rules and policies

31-103, 81-101 81-101CP , 81-102 81-102CP , 81-105
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model Commentaires reçus
CSA Notice Request for Comment Amendments to National Instrument Changes to Companion Policy
81-105
Notice of Ministerial Approval of Local Amendments to NI 81-105 Mutual Fund Sales Practices, NI 81-101 Mutual Fund Prospectus Disclosure and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Notice of Ministerial Approval
81-105
National Instrument 81-105 Mutual Fund Sales Practices
National Instrument
81-105
Companion Policy 81-105 Mutual Fund Sales Practices
Companion Policy
81-105
OSC Notice of Local Amendments to National Instrument 81-105 Mutual Fund Sales Practices, Local Changes to Companion Policy 81-105 Mutual Fund Sales Practices and Related Consequential Local Amendments and Changes – Prohibition of Deferred Sales Charges
OSC Notice Amendments to National Instrument
81-105
Notice of Ministerial Approval of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
Notice of Ministerial Approval
81-105
Amendments To National Instrument 81-105 Mutual Fund Sales
National Instrument
81-105
Changes to Companion Policy 81-105CP Mutual Fund Sales Practices
Companion Policy
81-105
Notice of Correction – CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required - Annex F
CSA Notice
81-105
CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
CSA Notice
81-105
Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Commentaires reçus
Request for Comment National Instrument
41-101
Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Request for Comment National Instrument
13-502
Notice of Ministerial Approval: NI 31-103 - Registration Requirements and Exemptions and Consequential Amendments to Related Instruments
Notice of Ministerial Approval OSC Rule
31-103
National Instrument: NI 31-103 - Registration Requirements and Exemptions and Consequential Amendments to Related Instruments
Amendments to National Instrument
31-103
Amendment (Related to National Instrument 31-103 effective September 28, 2009)
Amendments to National Instrument
11-760
OSC Staff Notice 11-760 Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices
OSC Notice
81-105
OSC Staff Notice 11-760 Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices
OSC Notice
81-105
Final National Instrument 81-105 (effective May 1, 1998)
National Instrument
81-105
CSA Notice of Final National Instrument 81-105
National Instrument
81-105
Final National Instrument 81-105
National Instrument
81-105
Final Companion Policy 81-105
National Instrument
81-105
CSA Staff Notice 81-302 Mutual Fund Sales Practices
CSA Notice
81-105
Proposed Companion Policy 81-105
Request for Comment National Instrument
81-105
Proposed National Instrument 81-105
Request for Comment National Instrument
81-105
Notice of Proposed National Instrument 81-105
Request for Comment National Instrument