Esrey Resources Ltd.
Headnote
National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions – Application by an issuer for a full revocation of a cease trade order issued by the Commission – cease trade order issued because the issuer had failed to file certain continuous disclosure materials required by Ontario securities law – defaults subsequently remedied by bringing continuous disclosure filings up-to-date – cease trade order revoked.
Applicable Legislative Provisions
Securities Act , R.S.O. 1990, c. S.5, as am., s. 144.
Citation: 2021 BCSECCOM 443
REVOCATION ORDER
ESREY RESOURCES LTD.
UNDER THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO (the Legislation)
Background
- Esrey Resources Ltd. (the Issuer) is subject to a failure-to-file cease trade order (the FFCTO) issued by the regulator of the British Columbia (the Principal Regulator) and Ontario (each a Decision Maker) respectively on February 3, 2020.
- The Issuer has applied to each of the Decision Makers under National Policy 11-207 Failure-to-File Cease Trade Orders and Revocation in Multiple Jurisdictions (NP 11-207) for an order revoking the FFCTOs.
- This order is the order of the Principal Regulator and evidences the decision of the Decision Maker in Ontario.
Interpretation
- Terms defined in National Instrument 14-101 Definitions or in NP 11-207 have the same meaning if used in this order, unless otherwise defined.
Order
- Each of the Decision Makers is satisfied that the order to revoke the FFCTO meets the test set out in the Legislation for the Decision Maker to make the decision.
- The decision of the Decision Makers under the Legislation is that the FFCTO is revoked.
- November 18, 2021
“Allan Lim”, CPA
CA Manager
Corporate Finance