December 8, 2016 - Investor Advisory Panel - Agenda
INVESTOR ADVISORY PANEL
MEETING AGENDA
Meeting Date: |
Thursday, December 8, 2016, 9:30 am – 2:15 pm |
|
Location: |
Ontario Securities Commission, 20 Queen Street West |
|
Members: |
Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, |
|
Invitees: |
Andrew Kriegler, President and CEO, Investment Industry Regulatory Organization of Canada |
TIME |
AGENDA ITEMS |
PRESENTERS |
|
9:30 – 9:45 |
1. Chair’s remarks |
Ursula Menke |
|
9:45 – 10:45 |
2. IIROC Update - attachments |
Andrew Kriegler |
|
10:45 – 11:15 |
3. Risk Ratings - attachment |
Ken Kivenko |
|
11:15 – 11:45 |
4. Risk Classification Methodology Discussion |
John Mountain |
|
11:45 – 12:15 |
5. Mutual Fund Fees Consultation Paper |
Chantal Mainville |
|
12:15 |
Lunch delivered |
||
12:15 – 1:00 |
6. Prioritize and finalize 2017 Work Plan - attachment |
All members |
|
1:00 – 1:15 |
7. Duty to Warn |
Harold Geller |
|
1:15 – 1:45 |
8. CCMR – Investor Protection Regimes |
Ken Kivenko |
|
1:45 – 2:00 |
9. Investor Office Update |
Tyler Fleming |
|
2:00 – 2:15 |
10. Other business |
All members |
|
FUTURE MEETINGS |
|||
Thursday, January 19, 2017: 9:30am – 3:00pm Thursday, February 16, 2017: 9:30am – 3:00pm Thursday, March 16, 2017: 9:30am – 3:00pm Thursday, April 20, 2017: 9:30am – 3:0pm Thursday, May 18, 2017: 9:30am – 3:00pm Thursday, June 15, 2017: 9:30am – 3:00pm |
Thursday, July 20, 2017: 9:30am – 3:00pm Thursday, August 17, 2017: 9:30am – 3:00pm Thursday, September 21, 2017: 9:30am – 3:00pm Thursday, October 19, 2017: 9:30am – 3:00pm Thursday, November 16, 2017: 9:30am – 3:00pm Thursday, December 7, 2017: 9:30am – 3:00pm |