Notice of Commission Approval - Proposed By-law 40 Regarding Individual Approvals, Notifications and Related Fees and National Registration Database and Proposed Consequential Amendments to IDA By-laws 4, 7 and 18, Regulations 1800 and 1900

Investment Dealers Association rule review
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THE INVESTMENT DEALERS ASSOCIATION OF CANADA (IDA)

PROPOSED BY-LAW 40 REGARDING INDIVIDUAL APPROVALS, NOTIFICATIONS AND RELATED FEES AND NATIONAL

REGISTRATION DATABASE AND

PROPOSED CONSEQUENTIAL AMENDMENTS TO IDA BY-LAWS 4, 7 AND 18, REGULATIONS 1800 AND 1900

NOTICE OF COMMISSION APPROVAL

The Ontario Securities Commission (OSC) approved proposed IDA by-law 40 regarding individual approvals, notifications and related fees and national registration database and proposed consequential amendments to IDA by-laws 4, 7 and 18 and regulations 1800 and 1900. In addition, the Alberta Securities Commission (ASC) approved and the British Columbia Securities Commission (BCSC) did not object to the proposed amendments. The proposed by-law 40 and consequential amendments to IDA by-laws 4, 7 and 18 and regulation 1800 and 1900 are designed to mandate the use of the NRD and make approval requirements consistent with it. A copy and description of the proposed amendments were published on February 21, 2003 at (2003) 26 OSCB 1739. No comments were received. The proposed amendments that were approved by the OSC and the ASC and non-objected to by the BCSC are reproduced in Chapter 13 of this Ontario Securities Commission Bulletin.