OSC Staff Notice of Request for Comment – Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) – Mutual Fund Dealers Association of Canada (MFDA)

 
The MFDA is publishing for public comment proposed amendments to MFDA Rule 1.2 (Individual Qualifications). The intent of the proposed amendments is to conform requirements under MFDA Rules to similar requirements under securities legislation; and to clarify the application and scope of existing obligations under MFDA Rules with respect to outside business activities.

A copy of the MFDA Notice including the amended documents is also published on our website at http://www.osc.gov.on.ca. The comment period ends on September 16, 2015.