Adding Business Titles on NRD

Dear Registrants,

The Canadian Securities Administrators (CSA) is reminding registrants about the new requirement to report business titles on NRD . The new NRD question requires the reporting of titles for each reportable activity at item 3(e) of Schedule G for Item 10 of Form 33-109F4. Firms are reminded that individuals should report the complete title or titles used in the client-facing relationship.

Thank you,

Compliance and Registrant Regulation Staff

Ontario Securities Commission