Adding Business Titles on NRD

Dear Registrants,

The Canadian Securities Administrators (CSA) is reminding registrants about the new requirement to report business titles on NRD. The new NRD question requires the reporting of titles for each reportable activity at item 3(e) of Schedule G for Item 10 of Form 33-109F4. Firms are reminded that individuals should report the complete title or titles used in the client-facing relationship.

Thank you,

Compliance and Registrant Regulation Staff

Ontario Securities Commission