Implementation of Client Relationship Model 2 (Session B: In-Person)

OSC Registrant Outreach Seminar Past Event
23 avr. 2015
14h00  -  16h00
OSC, 22nd Floor, Training Room, 20 Queen Street West, Toronto, Ontario M5H 3S8

As a follow up to the November 2013 session on CRM2, this seminar will discuss the upcoming July 2015 and 2016 implementation dates for the CRM2 requirements on performance reporting and cost disclosure requirements, recap key provisions already in force and discuss the regulatory expectations.

Who should attend:

Registered representatives, chief compliance officers and ultimate designated persons of registrant firms.

Benefits:

  • Gain an awareness of the upcoming roll out period and what we expect will be happening during this time
  • Discuss how you and your firm may implement next stages of CRM2

 

Presentation materials:

 

registrant outreach seminars