Implementation of Client Relationship Model 2 (Session A: Webinar)

As a follow up to the November 2013 session on CRM2, this seminar will discuss the upcoming July 2015 and 2016 implementation dates for the CRM2 requirements on performance reporting and cost disclosure requirements, recap key provisions already in force and discuss the regulatory expectations.

Who should attend:

Registered representatives, chief compliance officers and ultimate designated persons of registrant firms.

Benefits:

• Gain an awareness of the upcoming roll out period and what we expect will be happening during this time
• Discuss how you and your firm may implement next stages of CRM2

Presentation materials:

• April 21 and 23, 2015 Sessions: Client Relationship Model, Phase 2
• Key elements of CRM2
• Your Investment Performance Report
• Annual Charges and Compensation Report