| 8:00 a.m. |
Registration |
| 8:30 a.m. |
Welcome
Maureen Jensen, Chief Administrative Officer and Executive Director, OSC
|
| 8:45 a.m. |
Plenary Session One
Shareholder Rights and Board Authority: Market and Regulatory Trends
Moderator: Howard I. Wetston, Q.C., Chair, OSC
Panel:
Stephen Halperin, Partner, Goodmans LLP
Martin Lipton, Founding Partner, Wachtell, Lipton, Rosen & Katz
Leo E. Strine, Jr., Chancellor, Court of Chancery (Delaware)
James E. A. Turner, Vice-Chair, OSC
|
| 10:15 a.m. |
Break |
| 10:30 a.m. |
Plenary Session Two
Behavioural Economics and Investor Protection: Trend or New Reality?
Moderator: Mary G. Condon, Vice-Chair, OSC
Panel:
Paul Bates, Chair, OSC Investor Advisory Panel
Rhonda Goldberg, Director, Investment Funds, OSC
William R. Horton, Jr., Chief Investment Officer and Executive Vice President, MD Physician Services, Inc.
Doug Steiner, Principal, BEworks
|
| 11:45 a.m. |
Networking Lunch |
| 1:00 p.m. |
Plenary Session Three
The Enforcement of Securities Law: Achieving Its Deterrent Objective?
Moderator: Poonam Puri, Associate Dean & Professor, Osgoode Hall Law School, York University
Panel:
Tom Atkinson, Director, Enforcement, OSC
Andrew M. Calamari, Regional Director, New York Regional Office, U.S. Securities and Exchange Commission
Anthony Doob, Professor Emeritus of Criminology, University of Toronto
Tracey McDermott, Director, Enforcement and Financial Crime, Financial Conduct Authority
|
| 2:00 p.m. |
Plenary Session Four
Capital Formation in Canada: Issue or Opportunity?
Moderator: David Kaufman, President and Chief Executive Officer, Westcourt Capital Corporation
Panel:
Kevan Cowan, President, TSX Markets and Group Head of Equities, TMX Group
Huston Loke, Director, Corporate Finance, OSC
Jos Schmitt, Chief Executive Officer, Aequitas Innovations Inc.
Peter Schwartz, Chairman and Chief Executive Officer, Demeure Operating Company Ltd. |
| 3:00 p.m. |
Event Conclusion |
