Request for Comments: NI - 31-101 - Requirements Under the National Registration System
Documents d'Instruments, règles et politiques
Fast Answers (FAQ's) on National Registration System: NI - 31-101 - National Registration System
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-309 - Proposed NI 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-310 - Proposed NI 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-311
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-312 - The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (Withdrawn by CSA Staff Notice 11-323, September 12, 2013)
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-313 - NI 31-103 Registration Requirements and Exemptions and related instruments - Frequently Asked Questions as of December 18, 2009
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-314 - NI 31-103 Registration Requirements and Exemptions and Related Instruments - Frequently Asked Questions as of February 5, 2010
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-315 - Omnibus / blanket orders exempting registrants from certain provisions of NI 31-103 Registration Requirements and Exemptions
Documents d'Instruments, règles et politiques
CSA Staff Notice 31-316: Blanket Order Exempting Persons and Companies from the Requirement to Register when Trading in Short-term Debt Instruments
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice: 31-317 - Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers
Documents d'Instruments, règles et politiques
[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice: 31-317 (Revised) - Reporting Obligations Related to Terrorist Financing
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-318 - Omnibus/blanket order exempting mortgage investment entities from the requirement to register as investment fund managers and advisers
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-319 - Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions (Withdrawn by CSA Staff Notice 11-323, September 12, 2013)
Documents d'Instruments, règles et politiques
CSA Notice: 31-320 - Additional Request for Comment by the OSC and Autorité des Marchés Financiers on Proposed Exemptions from Investment Fund Manager Registration Requirement for International and Certain Domestic Investment Fund Managers
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-322 - Extension of Omnibus/Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers (Withdrawn by CSA Staff Notice 11-323, September 12, 2013)
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-323 - Guidance Relating to the Registration Obligations of Mortgage Investment Entities
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-324 - Exempt market dealers and account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions (withdrawn by CSA Notice 31-345, April 14, 2016)
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-325 - Marketing Practices of Portfolio Managers
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-326 - Outside Business Activities
Documents d'Instruments, règles et politiques
