le 19 février 2013 Document Andrew Teasdale: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 18 février 2013 Document André BOURRET (Scotia Capitaux inc.), François LAVALLÉE (Financière Banque Nationale inc.), Paul BALTHAZARD (RBC Dominion Valeurs mobilières inc.), Brenda BARTLETT (PWL Capital inc.), Jean-François BERNIER ...: CSA Consultation Paper 33-403 - The Standard Documents ouverts dans un nouvel onglet Comment letters
le 18 février 2013 Document Gail Bebee: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Leo Salom & Tom Dyck (TD Bank Group): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document John Novachis (Investment Planning Council Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Mark Adams (AGF Investments Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Adam Felesky (Horizons ETFs Management (Canada) Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Marsha Gerhart (Exempt Market Dealers Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail C Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Craig Skauge & Cora Pettipas (National Exempt Market Association): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Ret Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Andrew Marsh (Richardson GMP Limited): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Michael Stanley (Quadrus Investment Services Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Sandra L. Kegie (Federation of Mutual Fund Dealers): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Laura Paglia (Torys LLP): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Darcy Lake (BMO Investments Inc., BMO InvestorLine Inc., BMO Nesbitt Burns Inc., BMO Harris InvestmentManagement Inc., and BMO Asset Management Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropri Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Dan Hallett: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Marc Flynn (Canadian Securities Institute): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Sandra L. Kegie (Association of Canadian Compliance Professionals): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Re Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Veronica Gamracy (CIBC Wood Gundy, Saskatoon) & Jim Grundy (RBC Dominion Securities Inc., Regina): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Dut Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document W. Sian Burgess (Fidelity Investments Canada ULC): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document John Whaley (Independent Financial Brokers of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
