Changes to Companion Policy 44-102CP to National Instrument 44-102 Shelf Distributions
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 81-337 Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-311 – 2023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection Fund
Documents d'Instruments, règles et politiques
CSA Staff Notice 11-312 (Revised) National Numbering System
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and Related Consequential Amendments and Changes – Modernization of the Prospectus Filing Model for Investment Funds
Documents d'Instruments, règles et politiques
OSC Rule 44-503 Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
Documents d'Instruments, règles et politiques
CSA Notice regarding Coordinated Blanket Order 51-931 – Temporary Exemption from Requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to Send Certain Proxy-Related Materials During a Postal Strike
Documents d'Instruments, règles et politiques
Notice of General Order – Coordinated Blanket Order 51-931 – Temporary Exemption from requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike
Documents d'Instruments, règles et politiques
OSC Coordinated Blanket Order 51-931 – Temporary Exemption from requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
Documents d'Instruments, règles et politiques
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors
Documents d'Instruments, règles et politiques
CSA Notice Regarding Coordinated Blanket Order 96-932 Re Temporary Exemptions from Certain Derivatives Data Reporting Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
November 7, 2024 - Investor Advisory Panel - Agenda
Ordres du jour des réunions du Groupe consultatif des investisseurs
CSA Notice and Request for Comment – Proposed Amendments and Changes to Certain National Instruments and Policies Related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market Name Changes, and Majority Voting Form of Proxy Requirements
Documents d'Instruments, règles et politiques
OSC Staff Notice 51-736 – Corporate Finance Division 2024 Annual Report
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-736 - Summary Report for Investment Fund and Structured Product Issuers
Documents d'Instruments, règles et politiques
CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for the Fiscal Years Ended March 31, 2024 and March 31, 2023
Documents d'Instruments, règles et politiques
Unofficial consolidation: Companion Policy 81-102CP - Investment Funds
Documents d'Instruments, règles et politiques
Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
