OSC Staff Notice: 33-742 - 2013 OSC Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-743 - Guidance on sales practices, expense allocation and other relevant areas developed from the results of the targeted review of large investment fund managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-744 - Availability of registration exemptions to foreign dealers in connection with trades in options and futures contracts under the Commodity Futures Act (Ontario)
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-745 - 2014 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-746 - 2015 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-747 - 2016 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-748 - Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
Notice and Request for Comment: Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
Documents d'Instruments, règles et politiques
Notice: National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments
Documents d'Instruments, règles et politiques
Revised Notice: NI 25-101 - Designated Rating Organizations and Consequential Amendments
Documents d'Instruments, règles et politiques
Revised Notice of Delivery to Minister: NI 25-101 - Designated Rating Organizations and Consequential Amendments
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of NI 25-101 Designated Rating Organizations and Consequential Amendments
Documents d'Instruments, règles et politiques
Proposed Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval: Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations
Documents d'Instruments, règles et politiques
Amendments to NI 25-101 Designated Rating Organizations Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products
Documents d'Instruments, règles et politiques
Unofficial Consolidation of National Instrument 25-101 Designated Rating Organizations
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment - Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment: Proposed National Policy 25-201 Guidance for Proxy Advisory Firms
Documents d'Instruments, règles et politiques
CSA Staff Notice 11-327 Extension of Consultation Period Proposed National Policy 25-201 Guidance for Proxy Advisory Firms
Documents d'Instruments, règles et politiques
CSA Notice of Publication - National Policy 25-201 Guidance for Proxy Advisory Firms
Documents d'Instruments, règles et politiques
