Unofficial Consolidation: Form 24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting And Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F3 Matching Service Utility Notice of Operations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F4 Matching Service Utility Notice of Cessation of Operations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
CSA Notice Regarding Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus
Documents d'Instruments, règles et politiques
OSC Coordinated Blanket Order 31-930 – Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of OSC Rule 51-506 Extension to Ontario Instrument 51-930 Exemption from the Director Election Form of Proxy Requirement
Documents d'Instruments, règles et politiques
OSC Rule 51-506 Extension in Ontario to CSA Blanket Order 51-930 Exemption from the Director Election Form of Proxy Requirement
Documents d'Instruments, règles et politiques
CSA Staff Notice 31-365 – OBSI Joint Regulators Committee Annual Report for 2023
Documents d'Instruments, règles et politiques
OSC Notice of Publication – Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting; Changes to OSC Companion Policy 91-507CP; Changes to OSC Companion Policy 91-506CP; Related Consequential Amendments and Changes
Documents d'Instruments, règles et politiques
OSC Staff Notice 91-705 (Revised) CSA Derivatives Data Technical Manual
Documents d'Instruments, règles et politiques
CSA Notice Regarding Coordinated Blanket Order 93-930 Re Temporary Exemptions for Derivatives Firms from Certain Obligations When Transacting with Certain Investment Funds and for Senior Derivatives Managers from Certain Reporting Obligations
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 58-317 - Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 10 Report
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-7100 - Delegation of Registration Function to CIRO
Documents d'Instruments, règles et politiques
OSC Staff Notice 51-736 – Corporate Finance Division 2024 Annual Report
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-757 – Review of Restricted Dealer Crypto Asset Trading Platforms’ Compliance with the Account Appropriateness, Investment Limits and Client Limits Requirements
Documents d'Instruments, règles et politiques
CSA Notice of Consultation – Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 13-512 Temporary Exemption from the Requirement to Transmit a Report of Exempt Distribution through SEDAR+ in connection with Distributions of Eligible Foreign Securities to Permitted Clients (Interim Class Order)
Documents d'Instruments, règles et politiques
