Requirement to deliver documents electronically to the Ontario Securities Commission (Effective February 19, 2014) Page
Guidance for changes in calculating capital markets participation fees by registrant firms, unregistered exempt international firms and unregistered investment fund managers effective April 1, 2013 Page
Frequently Asked Questions: Receiving Calls from the OSC Regarding Compliance Reviews of Securities Dealers and Advisers Page
Programme d’aide en matière de procédure de la Commission des valeurs mobilières de l’Ontario Feuille de renseignements à l’intention des intimés non représentés par avocat Page
New CSA Staff Notice 31-352 Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations Page
Publication of Joint CSA/SRO notice 31-351 – Complying with requirements regarding the Ombudsman for Banking Services and Investment (OBSI) Page
Form 33-109F5 requirement for registered firms that establish, manage, advise and/or trade in securities of cryptocurrency investment funds Page
