Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation
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OSC Staff Notice of Request for Comment: CDCC Canadian Derivatives Clearing Corporation – Amendment to the Risk Manual to Address the Stress Testing Framework
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OSC Notice – Changes to Harmonize and Streamline the Oversight of the Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to the Universal Market Integrity Rules Respecting Unprotected Transparent Marketplaces and the Order Protection Rule and Exemption under UMIR 11.1 – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Notice – Changes to Harmonize and Streamline The Oversight of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
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RS Market Integrity Notice - Request for Comments - Provisions Respecting Trading During Certain Securities Transactions
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Notice of Coming into Effect – Memorandum of Understanding Among the Canadian Securities Administrators regarding the Oversight of the Canadian Investor Protection Fund (CIPF)
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Notice of Commission Approval – Approval to Act as a Trade Repository in Ontario to Which Reporting Counterparties Can Report Trades in the Equity Asset Class – Chicago Mercantile Exchange Inc.
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OSC Notice and Request for Comment – Application for Designation as a Trade Repository – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC
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Application for Designation as a Trade Repository and Draft Order – Chicago Mercantile Exchange Inc.
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Notice of Commission Orders – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC
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Application for Designation as a Trade Repository and Draft Order – DTCC Data Repository (U.S.) LLC
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Publication of Corporate Governance Section Report for MFDA Oversight Review Report – Mutual Fund Dealers Association of Canada (MFDA)
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Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Fixed Income Clearing Corporation (FICC)
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Notice of Commission Order – Application for Exemptive Relief – Fixed Income Clearing Corporation (FICC)
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Notice of Commission Order – Application for Interim Exemptive Relief – Eurex Clearing AG
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Notice of Commission Order – Variation to the Interim Exemption Order – Eurex Clearing AG
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