Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment: CDCC Canadian Derivatives Clearing Corporation – Amendment to the Risk Manual to Address the Stress Testing Framework
Marchés, OAR et agences de compensation
OSC Notice – Changes to Harmonize and Streamline the Oversight of the Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to the Universal Market Integrity Rules Respecting Unprotected Transparent Marketplaces and the Order Protection Rule and Exemption under UMIR 11.1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Notice – Changes to Harmonize and Streamline The Oversight of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
RS Market Integrity Notice - Request for Comments - Provisions Respecting Trading During Certain Securities Transactions
Marchés, OAR et agences de compensation
Notice of Coming into Effect – Memorandum of Understanding Among the Canadian Securities Administrators regarding the Oversight of the Canadian Investor Protection Fund (CIPF)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Approval to Act as a Trade Repository in Ontario to Which Reporting Counterparties Can Report Trades in the Equity Asset Class – Chicago Mercantile Exchange Inc.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Designation as a Trade Repository – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC
Marchés, OAR et agences de compensation
Application for Designation as a Trade Repository and Draft Order – Chicago Mercantile Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Orders – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC
Marchés, OAR et agences de compensation
Application for Designation as a Trade Repository and Draft Order – DTCC Data Repository (U.S.) LLC
Marchés, OAR et agences de compensation
Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Publication of Corporate Governance Section Report for MFDA Oversight Review Report – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Fixed Income Clearing Corporation (FICC)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – Fixed Income Clearing Corporation (FICC)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Interim Exemptive Relief – Eurex Clearing AG
Marchés, OAR et agences de compensation
Notice of Commission Order – Variation to the Interim Exemption Order – Eurex Clearing AG
Marchés, OAR et agences de compensation
