Application for Exemption from Recognition as an Exchange – LatAm SEF, LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – MarketAxess SEF Corporation
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Draft Exemption Order – MarketAxess SEF Corporation
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – Financial & Risk Transaction Services Ireland Limited
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Application for Exemption from Recognition as an Exchange – Thomson Reuters (SEF) LLC
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Draft Order
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SIGMA X Canada - Notice of Initial Operations Report and Request for Feedback
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Request for Comment – Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 – Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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Notice of Commission Approval – Amendments to Dealer Member Rules to Early Adopt Certain IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Amendments and Request for Comments – TSX Inc. and TSX Venture Exchange Inc.
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Notice and Request for Comment - Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Request for Comment – Proposed Amendment to IIROC By-law No. 1 Section 1.1 (Definition of "Marketplace") – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc.
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Notice of Approval - Listing Manual and Listing Forms Amendments - Neo Exchange Inc.
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Notice of Withdrawal - Proposed Public Interest Rule Change - Nasdaq CXC Limited
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Notice of Commission Approval – Proposed Amendments to CDS Participant Rules – Clean-Up Review – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules Related to Tiered Participation Information Sharing – CDS Clearing and Depository Services Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments Respecting Client Focused Reforms – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
