Request for Comment – Proposed Client Focused Reforms Rule Amendments – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments Respecting Client Focused Reforms – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Notice of Proposed Client Focused Reforms Rule Amendments for Public Comment – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request For Comment – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Proposed Amendments to CDS Participant Rules related to Post-Trade Modernization – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
OSC Notice of Approval - Significant Change to the Treatment of Weighted Closing Price Eligible Securities - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Notice of Approval – Trading of Sustainable Bonds on TSX – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Program and Request for Comments – TSX Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Amendments and Request for Comments – Anonymous Broker Preferencing – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Revocation Order
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Changes to Broker Blocks Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Withdrawal – Dynamic Order Protection Rule – TSX Inc. and Alpha Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – CIPF Variation and Restatement of Approval Order – Canadian Investor Protection Fund (CIPF)
Marchés, OAR et agences de compensation
Notice of Commission Approval – New MOU regarding the Oversight of MFDA Investor Protection Corporation (MFDA IPC)
Marchés, OAR et agences de compensation
Notice of Commission Approval of New MOU regarding the Oversight of CIPF and Notice of Termination of the Existing MOU
Marchés, OAR et agences de compensation
Notice of Commission Approval – MFDA IPC Variation and Restatement of Approval Order – MFDA Investor Protection Corporation (MFDA IPC)
Marchés, OAR et agences de compensation
Notice of Proposed Amendments and Request for Comments – MOC Modernization Proposal – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval - Amendments to Trading System Functionality & Features - Regular Hours Only Option - Canadian Securities Exchange (CSE)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation