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le 16 juin 1995 Market Regulation Document Type Investment Dealers Association recognition orders Request for Comments and Recognition Criteria - Investment Dealers Association (IDA) Marchés, OAR et agences de compensation
le 16 janvier 2014 Market Regulation Document Type Neo Exchange Inc. rule review and notices OSC Notice Regarding Proposed Structure of Trading Facilities for a New Exchange Proposed to be Established by Aequitas Innovations Inc. Marchés, OAR et agences de compensation
le 8 avril 2021 Market Regulation Document Type MATCH Now orders and notices Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP Marchés, OAR et agences de compensation
le 8 avril 2021 Market Regulation Document Type IIROC rule review Notice of Withdrawal – Proposed Amendments Respecting the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 8 avril 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0059 – Withdrawal of the Proposed Amendments to adopt the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 8 avril 2021 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Risk Procedures Related to Post-Trade Modernization Project – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 21 avril 2021 Decision Capital International Asset Management (Canada), Inc. Ordonnances et décisions