le 3 septembre 2015 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Proposed Amendments to Dealer Member Rules 8.7 and Corollary Amendments to Dealer Member Rule 8.3A Relating to the Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 3 septembre 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0196 – Requirement to Pay IIROC Membership Fees – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 août 2015 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Margin Requirements for Certain Cash and Security Borrowing and Lending Arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 août 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-005 – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 juillet 2015 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Universal Market Integrity Rule 6.6 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review Notice of Request for Comments – Proposed Amendments to Rule 100.10(k) – Optional Use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0157 – Proposed amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review Proposed Amendment to Universal Market Integrity Rules Respecting the Definition of “Short-Marking Exempt Order” – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0155 – Proposed Updated Guidance on “Short Sale” and “Short-Marking Exempt” Order Designations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 juillet 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0156 – Proposed Amendment to the Short-marking Exempt Order Definition – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 juin 2016 Market Regulation Document Type IIROC rule review Appendix 4 To Rules Notice 16-0122 – Consequential amendments to the Dealer Member Rules, UMIR, and Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to IIROC's Dealer Member Rules Respecting Market Transparency in Trading of Domestic Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0117 – Proposed Amendments Respecting Market Transparency in Trading of Domestic Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 15-0216 – Amendments to Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 15-0217 – Request for Comments – Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 avril 2016 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Proposed amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 avril 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0090 – Proposed amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 avril 2016 Market Regulation Document Type IIROC rule review Request for comment – Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 avril 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0082 – Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
