Request for Comments: OSC Rule - 13-503 - (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
OSC Rule: 13-503 - (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Notice of Commission Approval - Revocation and Replacement of OSC Rule 13-502 Fees, Companion Policy 13-502CP Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
13-503 - Blacklined Version - Comparison of October 3, 2008 Publication for Comment to Rule Approved by the Commission: OSC Rule - 13-503 - (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Ministerial Approval - Revocation and Replacement: OSC Rule - 13-502 - Fees
Documents d'Instruments, règles et politiques
OSC Rule: 13-503 - (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval: NI 31-103 - Registration Requirements and Exemptions and Consequential Amendments to Related Instruments
Documents d'Instruments, règles et politiques
Proposed Amendments: OSC Rule 13-503 - (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to Companion Policy 13-503CP (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Final: IFRS-Related Amendments to Securities Rules and Policies
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-336 - Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-740 - Report on the results of the 2012 targeted review of portfolio managers and exempt market dealers to assess compliance with the know-your-client, know-your-product and suitability obligations
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-741 - Report on the Results of the Reviews of Capital Markets Participation Fees
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-742 - 2013 OSC Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-743 - Guidance on sales practices, expense allocation and other relevant areas developed from the results of the targeted review of large investment fund managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-744 - Availability of registration exemptions to foreign dealers in connection with trades in options and futures contracts under the Commodity Futures Act (Ontario)
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-745 - 2014 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
