Notice of Ministerial Approval: OSC Rule - 14-502 - (Commodities Futures Act) Designation of Additional Commodites
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OSC Rule: 14-502 - (Commodities Futures Act) Designation of Additional Commodites
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OSC Staff Consultation Paper 15-401: Proposed Framework for an OSC Whistleblower Program
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Whistleblower Program Roundtable Transcript
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OSC Policy 15-601 - Whistleblower Program
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CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency
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CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities
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CSA Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada
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CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101
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[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options
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CSA Staff Notice 21-325 Follow-up on Marketplace Systems Incidents
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CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents
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CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
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CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
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CSA Staff Notice: 21-309 - Information Processor for Exchange-Traded Securities other than Options
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CSA Staff Notice: 21-310 - Information Processor for Corporate Debt Securities
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CSA Staff Notice: 21-312 - Update on Consultation Paper 21-401 Real Time Market Data Fees
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[withdrawn by CSA Staff Notice 11-346, September 14, 2023] CSA Staff Notice: 21-313 - Information Processor for Exchange-Traded Securities other than Options
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CSA Staff Notice: 21-314 - Information Processor for Corporate Debt Securities
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CSA Staff Notice and Request for Comment 21-315- Next Steps in Regulation and Transparency of the Fixed Income Market
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