Commission Approval of Amendment: Regulation 1015, R.R.O. 1990, as amended and in the matter of Certain International Offerings by Private Placement in Ontario
Documents d'Instruments, règles et politiques
Notice and Proposed Rescission: Rescission of Uniform Act Policy No. 2-01, 2-02, 2-06, 2-08 and 2-09
Documents d'Instruments, règles et politiques
Commission Approval of Amendment: Certain Advisers
Documents d'Instruments, règles et politiques
Final Amendment (effective December 30, 1998): Certain Advisers
Documents d'Instruments, règles et politiques
Commission Approval of Amendment: Three Rules, each entitled In the Matter of Certain Reporting Issuers (1997), 20 OSCB 1218 and 1219, (the "Rules")
Documents d'Instruments, règles et politiques
Final Amendment (effective December 30, 1998): Three Rules, each entitled In the Matter of Certain Reporting Issuers (1997), 20 OSCB 1218 and 1219, (the "Rules")
Documents d'Instruments, règles et politiques
Commission Approval of Amendment: Certain Reporting Issuers (1997), 20 OSCB 1219 (the "Rule")
Documents d'Instruments, règles et politiques
Final Amendment (effective December 31, 1999): Certain Reporting Issuers (1997), 20 OSCB 1219 (the "Rule")
Documents d'Instruments, règles et politiques
Commission Approval of Amendment: Certain Reporting Issuers [including National Policy Statement No. 41]
Documents d'Instruments, règles et politiques
Final Amendment (effective December 30, 1998): Certain Reporting Issuers [including National Policy Statement No. 41]
Documents d'Instruments, règles et politiques
Commission Approval of Amendment: Certain Reporting Issuers [including National Policy Statement No. 41]
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-744 - IOSCO and International Joint Forum Publish Final Recommendations about Outsourcing of Financial Services
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-745 - IOSCO Publishes for Consultation Best Practice Standards on Anti-Market Timing and Anti-Money Laundering Guidance for Collective Investment Schemes
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-746 - IOSCO Publishes Consultation Report: Policies on Error Trades
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-747 - IOSCO and Basel Committee Publish Consultation Document on the Application of Basel II to Trading Activities and the Treatment of Double Default Effects
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-748 - IOSCO Publishes a Discussion Paper on the Compliance Function at Market Intermediaries
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-749 - International Joint Forum Publishes Final Report on Credit Risk Transfer
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-750 - IOSCO Releases Survey Report on the Regulation and Oversight of Auditors
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-751 - IOSCO Finalizes Consultation Policy and Procedures
Documents d'Instruments, règles et politiques
OSC Staff Notice: 11-752 - Limited Market Dealer Initiative - Compliance Team
Documents d'Instruments, règles et politiques
