CSA Notice: 21-305 - Extension of Approval of Information Processor for Corporate Fixed Income Securities
Documents d'Instruments, règles et politiques
CSA Staff Notice: 21-307 - Extension of Approval of Information Processor for Corporate Fixed Income Securities
Documents d'Instruments, règles et politiques
CSA Staff Notice: 21-308 - Update on Applications to Become an Information Processor
Documents d'Instruments, règles et politiques
Proposed Amendments to NI 23-103 Electronic Trading
Documents d'Instruments, règles et politiques
CSA Notice of Approval: Amendments to National Instrument 23-103 Electronic Trading
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval: Amendments to National Instrument 23-103 Electronic Trading
Documents d'Instruments, règles et politiques
National Instrument 23-103 - Electronic Trading and Direct Electronic Access to Marketplaces - Part 1 - Definitions and Interpretation
Documents d'Instruments, règles et politiques
Companion Policy 23-103CP - Electronic Trading and Direct Electronic Access to Marketplaces
Documents d'Instruments, règles et politiques
Notice of Commission Order: Recognition of Certain Exchanges for the Purposes of NI 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 23-302 - Joint Regulatory Notice - Electronic Audit Trail Initiative (TREATS)
Documents d'Instruments, règles et politiques
CSA Staff Notice: CSA Notice - 23-303 - Update on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Notice: 23-304 - Joint CSA/SRO Notice - Status of the Transaction Reporting and Electronic Audit Trail System
Documents d'Instruments, règles et politiques
CSA Notice: CSA Staff Notice - 23-305 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Notice: CSA Staff Notice - 23-306 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-307 - Order Protection Rule - Implementation Milestones
Documents d'Instruments, règles et politiques
CSA/IIROC Joint Staff Notice: 23-308 - Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404 “Dark Pools, Dark Orders and Other Developments in Market Structure in Canada” and Next Steps
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-309 - Frequently Asked Questions about the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
Documents d'Instruments, règles et politiques
Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market
Documents d'Instruments, règles et politiques
Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades
Documents d'Instruments, règles et politiques
Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades
Documents d'Instruments, règles et politiques
