Email Blast - CSA Staff Notice 31-354 Suggested Practices for Engaging with Older or Vulnerable Clients Page
CSA Staff Notice 31-347 Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members Page
Automatic Acceptance of Notices of Termination and Update/Correct Termination Information Submission on NRD Page
Proposed amendments to regulatory framework for advisers, dealers and investment fund managers published on July 7, 2016 for 90-day comment period Page
CSA Staff Notice: 31-343 - Conflicts of interest in distributing securities of related or connected issuers Page
OSC Staff Notice 33-743 - Guidance on sales practices, expense allocation and other relevant areas Page
