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Canadian Investment Regulatory Organization – s.21.5 of the OSA; s.20 of the CFA

Ordonnances et décisions

Notice of Delegation – Canadian Investment Regulatory Organization (CIRO)

Marchés, OAR et agences de compensation

Cantor Fitzgerald Canada Corporation

Ordonnances et décisions

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model

Documents d'Instruments, règles et politiques

Comments from Arthur Ross, re Proposed Amendments to NI 31-103

Comment letters

Comment from Rick Price re. Proposed Amendments to NI 31-103

Comment letters

Comment from Ken Kivenko (Kenmar Associates) re. Proposed Amendments to NI 31-103

Comment letters

Comment from Harvey Naglie re. Proposed Amendments to NI 31-103

Comment letters

Comment from Peter Whitehouse re Proposed Amendments to NI 31-103

Comment letters

Comment from The Canadian Advocacy Council of CFA Societies Canada re. Proposed Amendments to NI 31-103

Comment letters

Shares Holding

Avis aux investisseurs

La CVMO annonce des allégations de fraude contre Jason Cloth et Creative Wealth Media Finance Corp.

Communiqués de presse

La CVMO émet des allégations d’infractions au droit des valeurs mobilières par Emerge Canada Inc.

Communiqués de presse