Notice of Commission Approval – Variation and Restatement of Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Joint Notice of Approval of Certain Recognizing Regulators of the Mutual Fund Dealers Association of Canada Application to Amend Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments and Responses Respecting Proposed Amendments to MFDA Recognition Order and MFDA By-law No. 1 (Definition of "Public Director") – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Payment Release Messages / Final Tendered Total Alert / TRAX – Market Purchase Transaction – CDS Clearing and Depository Services Inc.
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Housekeeping Amendments to MFDA Rule 3 – Financial and Operations Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Effective Date – Technical Amendments to CDS Procedures – ISO 15022 MT566 Corporate Action Payment Confirmation Message – CDS Clearing and Depository Services Inc.
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Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Policy Statements and MFDA Financial Questionnaire and Report – Form 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments – Material Amendments to CDS Rules – Requirement for Uncertificated Withdrawal of Securities – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Electronic Payment of Entitlements – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to Section 24.3 of MFDA By-law No. 1 – Suspensions in Certain Circumstances – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments – Material Amendments to CDS Procedures – Real Time CNS Settlement and CNS Settlement Hold – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Real Time Continuous Net Settlement Process – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – Amendment to Debt Haircut Rates in CDSX – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Procedures – Change to Federally Guaranteed Class Code – CDS Clearing and Depository Services Inc.
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Proposed Financial Planning Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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Rule No. 41 and Form 1 Amendments to Reflect Changes to CIPF Oversight Role – Blackline Copy – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Rule No. 41 and Amendments to Form 1 regarding Canadian Investor Protection Fund – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to the Definitions of Acceptable Clearing Corporations and Acceptable Securities Locations in Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Amendments to the Definitions of Acceptable Clearing Corporations and Acceptable Securities Locations in Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Schedule 9 of Form 1 Relating to the Calculation of a Securities Concentration Charge for Positions in Broad Based Index Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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